Harlan Fiske Stone

Author of Carolene Products footnote 4, laying the groundwork for heightened scrutiny of civil rights — one of the most consequential footnotes in legal history.

Associate Justice · 12th Chief Justice1925–1941; Chief Justice 1941–1946Appointed by Coolidge / elevated by F. RooseveltJustice #73
Born October 11, 1872 · Chesterfield, NH
Died April 22, 1946 · Washington, D.C.
Buried Rock Creek Cemetery, Washington, D.C.
College Amherst College, 1894
Law Columbia Law School, 1898
Later dean of Columbia Law

Path to the Supreme Court

Harlan Fiske Stone was born in New Hampshire in 1872, became a prominent Wall Street lawyer and dean of Columbia Law School, and served briefly as Calvin Coolidge's attorney general, cleaning up the Justice Department after the Harding scandals. Coolidge named him to the Court in 1925. A Republican appointee, he drifted into alliance with the liberals Holmes (§58) and Brandeis (§67), and in 1941 Franklin Roosevelt — a Democrat — elevated him to Chief Justice as a gesture of wartime national unity.

On the Supreme Court

Stone is best remembered not for leading the Court, which he did for only five turbulent wartime years, but for a footnote. In United States v. Carolene Products his celebrated 'Footnote Four' sketched the framework of modern constitutional law: courts would defer to economic regulation but apply more searching scrutiny to laws restricting the political process or burdening 'discrete and insular minorities.' He wrote United States v. Darby, unanimously upholding federal wage-and-hour law and burying the old limits on the commerce power, and he dissented alone when the Court first upheld compulsory flag salutes in Gobitis — a position the Court adopted three years later. As Chief he struggled to manage a bench of brilliant, quarrelsome egos. He died in 1946, stricken while on the bench.

The Voting Record

How Stone voted in the 3,354 cases the Supreme Court Database records from the 1924 term through the 1945 term, using that database’s classification of each vote as liberal or conservative. The gold tick on each bar is the rate for the other justices sitting on those same cases.

Liberal votes
57.8%
Contemporaries 56.1% — 1.7 points more liberal
Dissent rate
6.6%
Out of the majority in about 7 of every 100 cases; the rest of the bench, 7
Cases rated
3,108
Ideologically coded votes, 1924–1945. The career ranking covers 1946 onward, so it does not reach this far back.
Criminal Procedure46.1%
254 cases · contemporaries 48.9% · 2.8 pts less liberal
Civil Rights50.8%
185 cases · contemporaries 50.0% · 0.8 pts more liberal
First Amendment62.2%
45 cases · contemporaries 59.6% · 2.6 pts more liberal
Due Process55.8%
95 cases · contemporaries 55.8% · 0.0 pts more liberal
Attorneys40.0%
30 cases · contemporaries 38.6% · 1.4 pts more liberal
Unions62.6%
115 cases · contemporaries 67.2% · 4.6 pts less liberal
Economic Activity64.8%
1,292 cases · contemporaries 61.6% · 3.2 pts more liberal
Judicial Power37.3%
445 cases · contemporaries 37.4% · 0.1 pts less liberal
Federalism50.0%
126 cases · contemporaries 49.5% · 0.5 pts more liberal
Federal Taxation68.5%
499 cases · contemporaries 64.8% · 3.7 pts more liberal

Across the whole career Stone voted with Brandeis more than with anyone else — the same side of the judgment in 80.8% of their 343 divided cases — and with McReynolds least, at 29.6%. See this Court →Compared against the 10 colleagues Stone shared at least 300 divided cases with.

Source · The Supreme Court Database (Spaeth, Epstein, Nelson, Martin, et al.) · how these figures are made

Key Decisions

United States v. Carolene Products Co.

1938

Holding · Economic regulation is presumed constitutional — but the presumption may narrow for laws touching the political process or aimed at 'discrete and insular minorities' (the celebrated Footnote Four).

Role · Stone wrote for the Court, and wrote the footnote.

Footnote Four became the blueprint for modern civil-rights and civil-liberties law and the tiers of judicial scrutiny.

Read the opinion →

United States v. Darby

1941 · 9–0

Holding · Congress may set national wage and hour standards under the Commerce Clause; Hammer v. Dagenhart is overruled.

Role · Stone wrote for a unanimous Court.

Completed the New Deal constitutional settlement, removing judicial barriers to federal economic regulation for decades.

Read the opinion →

Minersville School District v. Gobitis

1940

Holding · (Dissenting) Compelling Jehovah's Witness schoolchildren to salute the flag violates freedom of conscience.

Role · Stone was the lone dissenter.

His dissent prevailed when the Court reversed itself three years later in West Virginia v. Barnette (Robert Jackson §82) — a rare and rapid vindication.

Read the opinion →

Go Deeper

◆ Best Biography

Harlan Fiske Stone is the Republican whom a Democrat made Chief Justice, and the bridge between the old Court and the new. A Wall Street lawyer and dean of Columbia Law, Calvin Coolidge's attorney general and then his 1925 appointment to the Court, Stone broke with the conservative majority to stand — with Brandeis (§67) and Cardozo (§75), the 'Three Musketeers' — for the constitutionality of the New Deal. In United States v. Carolene Products he wrote Footnote Four, the most famous footnote in American law, which sketched the modern idea that the Court should scrutinize laws touching fundamental rights and vulnerable minorities most closely. Franklin Roosevelt elevated him to Chief Justice in 1941; he died on the bench in 1946. Alpheus Mason's Pillar of the Law is the definitive biography. Start there, read Footnote Four and the flag-salute dissent, and follow him from Musketeer to Chief.

The Bookshelf

Best Place to Start
Harlan Fiske Stone: Pillar of the Law
(1956) by Alpheus Thomas Mason

The definitive biography, and one of the great judicial lives. Mason — biographer of Brandeis (§67) and Taft (§69) — had Stone's papers and his confidence, and he uses them to trace the whole arc: the New Hampshire farm boy, the Columbia Law dean, the attorney general who cleaned up the Justice Department after Teapot Dome and hired J. Edgar Hoover, the associate justice who moved from the conservative wing to the liberal, and the Chief Justice of the war years. Long, thorough, and rich with the internal life of the Court, it remains the essential account. Viking Press.

The Court He Led
★★★☆☆3 stars

The reference study of the brief, fractious Court Stone led as Chief (1941–46) — Renstrom on the wartime cases, the Japanese-American internment, and the bitter Black–Jackson feud that erupted on his watch. Part of ABC-CLIO's Supreme Court Handbooks. ABC-CLIO.

Footnote Four

An unremarkable case about filled milk, made immortal by a footnote. Upholding the regulation under the new deferential standard for economic laws, Stone added a footnote suggesting that stricter judicial scrutiny might be warranted where legislation restricts the political process, or targets 'discrete and insular minorities.' Footnote Four became the seed of modern constitutional law — the theory behind the Warren Court's protection of speech, voting, and civil rights, and the framework of 'levels of scrutiny' still used today. The most consequential footnote ever written. Free online.

The Lone Dissent for the Flag

Stone's finest hour as a defender of conscience. When the Court, 8–1, held that Jehovah's Witness children could be expelled for refusing on religious grounds to salute the flag, Stone dissented alone, insisting that the Constitution does not permit the state to coerce professions of belief. Three years later the Court reversed itself and adopted his view in West Virginia v. Barnette (1943) — one of the fastest and most complete vindications of a lone dissent in the Court's history. Read it as the conscience of the coming rights revolution. Free online.

The New Deal Court

The best account of the transformation Stone helped lead. Leuchtenburg's history of the constitutional revolution sets him among the 'Three Musketeers' — with Brandeis (§67) and Cardozo (§75) — who upheld the New Deal against the Four Horsemen, and follows the Court's turn in 1937 and Roosevelt's decision, in 1941, to reach across party lines and make the Republican Stone his Chief Justice. The indispensable setting for Stone's rise from dissenter to Chief. Oxford University Press.

The Other Study
Chief Justice Stone and the Supreme Court
(1945) by Samuel J. Konefsky

The only other book-length Stone study besides Mason's great biography — a contemporary analysis of his chief justiceship written while Stone still presided, valuable precisely for its before-the-verdict perspective on the wartime Court. Macmillan.

The Reference Entry

The standard modern biographical encyclopedia of the Court: a signed essay on each of the 110 justices from Jay to Alito, alphabetically arranged, by a named scholar or journalist. Length tracks reputation — two pages for Thomas Johnson, three for Woods, eleven for Holmes — which is itself a rough map of who the literature has bothered with. It is not a substitute for a biography, and for the justices who have never had one it is often the most careful short account in print. Borrow it free at the Internet Archive.

The Reference Entry
The Oxford Companion to the Supreme Court of the United States
(2nd ed., 2005) by Hall, Kermit L., et al., eds.

The one-volume reference on the Court: more than a thousand signed entries on cases, doctrines, institutions and the justices, current to 2005. Cases and people share one alphabet, so a citation can be followed without changing volumes, and the biographical entries are short, written by specialists, and better than a longer sketch at carrying the historiography — what the argument about a justice currently is. Borrow it free at the Internet Archive.

The Reading Path

A researched route through the literature — in order.

  1. 1.
    Mason, Pillar of the Lawfor the whole life — dean, attorney general, Musketeer, Chief
  2. 2.
    Carolene Products, Footnote Fourfor the seed of modern rights jurisprudence
  3. 3.
    Gobitis dissentfor the lone stand vindicated three years later in Barnette
  4. 4.
    Leuchtenburg, The Supreme Court Rebornfor the New Deal Court and the cross-party elevation

Where the Papers Are Kept

Library of Congress

The Harlan Fiske Stone papers at the Library of Congress are large and candid — correspondence, conference notes, and the internal memoranda that made Mason's biography possible and that remain a prime source on the inner workings of the Court from the New Deal through the war. One of the richest justice collections. Visit →

Ideas for Further Research

  • Footnote Four. Stone's footnote is arguably the single most influential passage in modern constitutional law — the origin of 'strict scrutiny,' of special judicial solicitude for speech, voting, and 'discrete and insular minorities.' Trace its journey from a 1938 aside to the architecture of the Warren Court and beyond, and ask whether the whole edifice of tiered scrutiny really rests on one footnote — and whether it should.
  • The cross-party Chief. Roosevelt, a Democrat, elevated the Republican Stone to Chief Justice in 1941 as a gesture of national unity on the eve of war. Set the choice beside the modern reality of nominations as partisan warfare, and ask what was possible then that seems unimaginable now — and what, if anything, was lost when the center chair became a party prize.
  • Dissenter to Chief. Stone spent years as a dissenter and then had to lead the Court he had dissented from, presiding over the strong personalities Roosevelt had appointed — Black (§76), Douglas (§79), Frankfurter, Jackson — as they feuded. Ask whether the qualities that make a great dissenter (independence, conviction) are the ones that make a great Chief (persuasion, management), using Stone's difficult Chief Justiceship as the test. CJ line: Hughes §62 → Stone → Vinson §85.

This Seat on the Court